CSRC plans to optimize and improve the classification evaluation system for securities firms.

Industry insiders believe that the classification and evaluation system of securities firms is the fundamental regulatory system for securities firms. The China Securities Regulatory Commission (CSRC) implements differentiated regulatory policies for companies of different categories in terms of risk control index standards, risk capital reserve calculation ratios, regulatory resource allocation, on-site inspections, and off-site inspection frequencies based on the classification results of securities firms. This can play an important role in using "rewarding excellence and punishing inferiority" and regulatory "guidance stick".