All employees are fully covered throughout the entire process, with strong supervision of the investment behavior of securities practitioners.

Recently, the China Securities Association sought industry feedback on the "Guidelines for Managing the Investment Behavior of Directors, Supervisors, Senior Management Personnel and Securities Practitioners of Securities Companies". This is aimed at preventing illegal and irregular investment behaviors of practitioners such as insider trading, using undisclosed information for trading, market manipulation, conflicts of interest, and bribery, in order to protect the legitimate rights and interests of investors and maintain the order of the securities market. From the content perspective, this new regulation covers a wide range, requiring "full coverage" in both personnel management and behavior management. A securities industry insider revealed to reporters that their brokerage firm has required employees and their immediate relatives to transfer their funds or stock accounts to the company, and employees who fail to transfer their accounts are also required to provide account transaction records for inspection regularly.