China Securities Association plans to develop new standards to enhance the stability of the securities industry information system.

date
07/08/2025
Reporters have learned that the China Securities Association is soliciting opinions from the entire industry to formulate the "Securities Industry Information System Stability Assurance System Standard." This standard proposes a framework of organizational assurance, institutional assurance, and process assurance, aiming to provide authoritative guidance for securities firms to construct a comprehensive and effective stability assurance system. In the organizational assurance aspect, it details that securities firms should establish a dedicated information system stability assurance organization and proposes a "vertical functional + horizontal optimization" dual-team structure. In terms of personnel capabilities, it focuses on the three dimensions of "capability assessment - personnel training - human-machine collaboration," establishing job competency models and competence assessment mechanisms to explore the construction of a new operational capability model of "human-machine collaboration." The institutional assurance aspect integrates methods and regulations, technical standards, operational procedures, and timely tasks to form a complete process institutional loop. The process assurance focuses on 10 core processes such as stability architecture management, observable management, monitoring and alarm management, inspection management, and fault management, providing a clear operational path for securities firms to follow in practice.