Datong Securities Zhejiang Branch Received Zhejiang Securities Regulatory Bureau Warning Letter.
The Zhejiang Securities Regulatory Bureau disclosed the decision to issue a warning letter to the Zhejiang branch of Datong Securities Limited Liability Company. Upon investigation, the company was found to have the following issues: from April 2021 to March 2024, ineffective management of internet investment advisory personnel, inadequate management of corporate WeChat, employees not registered with the China Securities Industry Association contacted clients through the company's corporate WeChat and conducted marketing activities.
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