CSRC plans to further optimize the classification evaluation system of securities companies, guiding industry institutions to focus on high-quality development.
According to the Zhitong Financial APP, on June 20, the China Securities Regulatory Commission publicly solicited opinions on the revised draft of the "Securities Company Classification Evaluation Regulations". In this revision, the title of the rule was changed from "Securities Company Classification Regulation" to "Securities Company Classification Evaluation Regulations", in line with the system framework focusing on classification evaluation, while also focusing on improving the following four aspects: highlighting the guidance to promote the function of securities companies, improving the evaluation framework; properly integrating and optimizing business development indicators, guiding industry institutions to focus on high-quality development, supporting the differentiated development and specialized operation of small and medium-sized institutions; emphasizing the direction of "cracking down on large-scale problems", optimizing the means of lowering evaluation results, while adjusting the deduction points appropriately to enhance the rationality of the evaluation; summarizing the experience of previous classification evaluations, and clarifying the rules for handling special issues.
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