The Securities and Futures Commission of Hong Kong has banned former senior executive Wong Lai-huen of Bright Securities from re-entering the industry for six months.

date
06/06/2025
According to the Wisdom Financial APP, the Securities and Futures Commission of Hong Kong (SFC) has banned former responsible officer and executive director of Richful Securities Limited (Richful), Wong Lai Suen (Female), from re-entering the industry for six months, from June 4, 2025 to December 3, 2025, because she failed to properly manage credit risks and identify and report suspicious trading patterns of customers.