Lates News

The Securities Association held a training class for 107 newly appointed senior management personnel of securities companies in Beijing on May 15-16. The main leaders of the China Securities Regulatory Commission (CSRC) provided in-depth interpretations on "strengthening supervision, risk prevention, accelerating the construction of first-class investment banks and investment institutions". Firstly, it is necessary to clarify the direction, straighten out the business philosophy, handle the relationship between functionality and profitability, grasp the political and human aspects, and effectively safeguard the interests of investors. Secondly, it is important to strengthen the foundation, improve corporate governance, enhance compliance and internal controls, strengthen personnel management, and strive for long-term stable development. Thirdly, it is essential to strengthen the functions, adhere to the main business responsibilities, enhance professional capabilities, strengthen cultural construction, and actively build a good industry ecosystem.