Shanghai Futures Exchange: 125 cases of abnormal trading behavior were handled in January.
On February 9th, the Shanghai Futures Exchange issued a notice regarding self-regulatory information for January 2026. The self-regulatory information for January 2026 is as follows: In terms of managing abnormal trading behavior, 125 cases of abnormal trading behavior were addressed, including 44 cases of self-trading exceeding limits, 41 cases of excessive frequent order cancellations, 2 cases of large order cancellations exceeding limits, and 38 cases of excessive intra-day opening volumes, all of which were addressed by member units providing reminders to clients who met the criteria for abnormal trading behavior. Restrictions on opening positions were implemented and publicly announced for one client and 39 groups of accounts with actual control relationships. In terms of identifying actual control relationships and conducting investigations, 252 groups of 564 clients had their actual control relationships identified, and 19 groups of 70 clients had their actual control relationships investigated. The Shanghai Futures Exchange reminds traders to be mindful of compliance risks in their daily trading activities and to properly report accounts with actual control relationships.
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