The brokerage training outline undergoes its first major adjustment: legal and regulatory knowledge is now a compulsory subject, with new content added on wealth management and internationalization.

date
18/08/2026
The reporter learned that the China Securities Association recently solicited opinions from the industry regarding the "Business Training Outline for Securities Company Practitioners." This revision marks the first systematic update since the release of the 2022 version of the outline, focusing on four major directions: restructuring the course classification system, expanding knowledge of legal and disciplinary regulations, adding topics related to the financial "Five Major Articles," and updating regulatory rules. This aims to further strengthen the compliance baseline and professional service capabilities of practitioners. The new outline introduces five major topics on industry development, aiming to enhance the industry's ability to serve the financial "Five Major Articles." The updated core content related to the capital market includes the incorporation of legal and disciplinary knowledge as an independent compulsory subject, which stands out as a highlight. The results of the rule "establishment, amendment, abolition, and interpretation" are included, encompassing recent important regulatory documents such as the new "Nine National Policies," opinions on deepening the reform of listed company mergers and acquisitions, and eight measures for the reform of the Sci-Tech Innovation Board, along with supplementary content on industry transformation practices and exploratory paths regarding wealth management transformation and international development.