Regulatory requirements for financial institutions to improve the monitoring model of illegal financial activities and to investigate key areas.

The regulatory authorities are strengthening the monitoring and early warning of financial institutions on illegal financial activities. The regulatory authorities have issued a special notice to securities and fund institutions, proposing three requirements that financial institutions must seriously implement: first, incorporate monitoring and early warning work into corporate governance and internal control systems, clarifying the responsible entities; Second, improve monitoring models and methods, strengthen investigations in key areas, standardize clue reporting, and cooperate with local authorities in disposal; third, investigate abnormal behaviors of practitioners, resolutely prevent practitioners from assisting, participating in, or organizing illegal financial activities, and strictly guard against practitioners and external personnel using institutional operating premises and sales channels to carry out illegal financial activities.