Guoji Jinggong: Received a warning letter from the Henan Regulatory Bureau due to issues such as improper centralized management of funds raised and failure to pass through the dedicated fund account.
Guoji Jinggong announced that on April 8, 2026, the company received a decision from the Henan Regulatory Bureau of the China Securities Regulatory Commission regarding the imposition of supervision and management measures on Guoji Jinggong Group Co., Ltd. and relevant responsible personnel. After investigation, Guoji Jinggong Group Co., Ltd. was found to have the following issues in the management and use of raised funds: First, the raised funds were not centrally managed through a designated account. Second, the use of idle raised funds for cash management exceeded the approved limit by the board of directors. The company did not disclose the above-mentioned situations in the special fund report, leading to inaccurate disclosure in the report. Third, non-raised funds were deposited in the special fund account.
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