The Securities and Futures Commission of Hong Kong obtained a compensation order and disqualification order against the former directors of UBS AG (Hong Kong Branch).

The Securities and Futures Commission of Hong Kong obtained an order from the original court requiring former non-executive director Liu Jun Lun and former managing director Xu Guangxi of Yorkshine Financial Limited to pay the company 57.5 million yuan in compensation because their actions in the acquisition and sale of shares of Liu's Group Limited resulted in financial losses for the company. In addition, Liu and Xu are not allowed to serve as directors of Yorkshine Financial or any other legal entity without the court's permission, and are prohibited from being involved in or participating in the management of such entities in any way, for eight and six years respectively.