Lates News
Shenzhen Stock Exchange: From December 12th to December 18th, the Exchange took disciplinary actions against 1 case of violation, involving violations of information disclosure and operational norms; issued regulatory letters for 7 cases of violations, involving violations of information disclosure and operational norms. A total of 22 other letters were issued this week.
Market trading supervision dynamics: From December 15th to December 19th, the Exchange took self-regulatory measures against 123 cases of abnormal securities trading behavior, involving mid-day manipulation and false reporting; reported 3 cases of suspected violations to the China Securities Regulatory Commission.
Member supervision dynamics: This week, in response to violations by sponsoring representatives in the stock listing application projects, the Exchange conducted regulatory measures of meetings and discussions with a member's relevant sponsoring representatives.
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