Si Linjie: Due to issues such as inaccurate information disclosure, the Guangdong Securities Regulatory Bureau has ordered the company to make corrections and issued a warning letter to the relevant personnel.
On December 5th, Si Linjie announced that the company recently received the "Administrative Supervision Measures Decision" from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission. After investigation, the company was found to have issues such as inaccurate information disclosure and non-standard use of raised funds. Regarding inaccurate information disclosure, it was found that the actual controlling shareholder and chairman of the company, Zhou Maolin, as well as the director and general manager Liu Yang, collectively held 1.32% of the company's shares on behalf of others without timely informing the company of the shareholding situation, leading to inaccurate information disclosed in the company's annual reports. In terms of the non-standard use of raised funds, the company used raised funds beyond the purposes listed in the prospectus and failed to go through the necessary approval procedures, leading to inaccurate disclosure in the relevant announcements; the excess raised funds were stored as additional operating funds for the company, exceeding the designated usage of funds in the third-party custody agreement, with inaccurate disclosure in the reports on the storage and actual usage of funds. The Guangdong Regulatory Bureau has decided to impose administrative supervision measures on the company to enforce corrections, issue warning letters to Zhou Maolin, Liu Yang, Lao Zhongxiu, Chen Mengyuan, and Gao Hailin, and record them in the integrity files of the securities and futures markets.
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