The Shanghai Stock Exchange jointly organized a training on compliance with trading regulations for quantitative private equity institutions.

Recently, the Shenzhen Stock Exchange and Shanghai Stock Exchange jointly held a training session on compliance for quantitative private equity institutions, helping these institutions to timely and accurately understand the regulatory ideas and requirements of quantitative trading, effectively improving their compliance trading level, and preventing risks associated with quantitative trading. Leaders and key personnel from 28 top quantitative private equity institutions participated in the training. During the training, the Shenzhen and Shanghai Stock Exchanges reported typical cases of abnormal trading in quantitative trading, introduced the overall regulatory ideas for quantitative trading, explicitly required quantitative private equity institutions to strengthen internal risk management, prevent situations that may affect the security of the exchange system or disrupt normal trading order during transactions, effectively regulate quantitative trading behavior, implement compliance trading requirements, and ensure the stable operation of the market. Since the beginning of this year, the Shenzhen Stock Exchange has strengthened its supervision of quantitative trading, quickly responding and taking tough measures against abnormal trading and violations of quantitative trading that affect the normal market order and harm the legitimate rights of investors. In the next step, the Shenzhen Stock Exchange will adhere to the principle of investor protection, taking fairness maintenance as the starting point and basis of its work. In accordance with the unified deployment of the China Securities Regulatory Commission, it will accelerate the establishment of a comprehensive quantitative trading supervision arrangement, further expand the scope of quantitative trading compliance training, regulate quantitative trading behavior, maintain normal trading order in the market, and protect the legitimate rights of investors. This article is from the official WeChat account of the Shenzhen Stock Exchange. Editor: Liu Jiayin.