Senci Electric Machinery Co., Ltd. (603109.SH) supervisor Zhou Jie received the administrative supervision measure decision letter from the Chongqing Securities Regulatory Bureau.
20/11/2024
GMT Eight
Senci Electric Machinery Co., Ltd. (603109.SH) Announcement: On November 20, 2024, the company received a decision from the Chongqing Regulatory Bureau of the China Securities Regulatory Commission on the regulatory talk measures taken against Zhou Jie (<2024> No. 46). The specific content of the decision is as follows:
Zhou Jie: Upon investigation, your mother Ai Xiaolin accumulated 7,900 shares of Senci Electric Machinery Co., Ltd. stock and sold 20,340 shares of the company's stock between September 30, 2022, and July 9, 2024. As a supervisor of Senci Electric Machinery Co., Ltd., your mother's actions violated Article 44, Paragraphs 1 and 2 of the Securities Law of the People's Republic of China, constituting insider trading. According to Article 170, Paragraph 2 of the Securities Law of the People's Republic of China, our bureau has decided to conduct a regulatory talk with you and record it in the integrity file of the securities and futures market. Please bring valid identification documents to our bureau (Address: 37th floor, Guangfa Bank Building, No. 99 Yiyi Road, Yuzhong District, Chongqing) to complete the regulatory talk by November 29, 2024.
Zhou Jie has deeply realized the seriousness of the insider trading and has reflected on his actions. He has pledged to further study relevant laws and regulations, regulate his and his close relatives' trading of company stocks, consciously maintain the order of the securities market, and prevent such incidents from happening again.